Securities Litigation

We represent individuals harmed by corporate wrongdoing, using securities litigation and whistleblower suits to pursue justice and financial recovery.

$5B

In 2019, Facebook agreed to a $5 billion settlement with the FTC over privacy violations related to the Cambridge Analytica scandal.

$3B

In 2020, Wells Fargo paid a $3 billion settlement to the SEC and DOJ over its fraudulent sales practices, including the creation of millions of fake accounts.

$2.9B

In 2020, Goldman Sachs agreed to pay over $2.9 billion globally to settle charges related to the 1MDB bribery and money-laundering scandal.

$6B

In 2022, Allianz Global Investors agreed to pay over $6 billion in restitution for misrepresenting risks and abandoning strategies in its Structured Alpha funds.

In 2022, cryptocurrency exchange FTX collapsed, leading to over $8 billion in investor losses due to alleged securities fraud and other financial misconduct.

Notorious incidents like the Enron scandal, the Subprime Mortgage Crisis, and the FTX collapse highlight the devastating consequences of financial misconduct. These events, along with insider trading and market manipulation, inflict trillions of dollars in losses when adjusted for inflation, destroy jobs, bankrupt businesses, and erode the life savings of countless individuals and families.

We help investors and workers recoup losses and safeguard their interests against the devastating impacts of corporate fraud. Our firm is dedicated to enhancing shareholder value and corporate governance by addressing a spectrum of corporate misconduct, from options backdating and insider trading to fraudulent financial reporting.

Overview

White-collar crime often evades detection due to its intricate concealment methods and cross-border complexities, evidenced by a mere 1% detection and prosecution rate.

In 2014, Bank of America reached a record $16.65 billion settlement with the U.S. DOJ to resolve federal and state civil claims, related to financial fraud and the sale of toxic mortgage-backed securities, contributing to the 2008 financial crisis.

Corporate Accountability

Our litigation practice fights tirelessly for investors who have been harmed by corporate wrongdoing. We hold corporations accountable for securities fraud, ponzi schemes, insider trading, market manipulation, and accounting fraud. Our pursuit of shareholder actions, coupled with our unwavering support for whistleblowers, allows us to expose misconduct. We remain focused on enforcing fiduciary duties, protecting investors, and securing justice for those who have been wronged.

White-collar crime is pervasive and often goes unreported and unprosecuted, with occupational fraud alone accounting for over $3.6 billion in global losses annually, according to ACFE estimates.

Shareholders' Rights

Securities Fraud: Initiate legal action for securities fraud, including insider trading and misrepresentation.
Derivative Lawsuits: Hold executives accountable for corporate wrongdoing when the company fails to act.
Class Actions: Unite to recover losses from corporate malpractices through collective legal action.
Whistleblower Protection: Support whistleblowers exposing unethical or illegal conduct within corporations and protect them from retaliation.
Investment Recovery: Seek recovery for losses due to embezzlement, accounting fraud, and other white-collar crimes.

We advocate for clients seeking to recover losses from fraudulent corporate practices.

Lawyers' Role

Strategic Legal Advocacy: We transform complex securities laws into clear, actionable paths for our clients, ensuring they understand their rights and the legal avenues available for redress.
Focused Plaintiff Representation: We represent plaintiffs against powerful corporations, concentrating on recovering financial losses and holding entities accountable for fraud and misrepresentation.
Direct Action for Accountability: We actively pursue legal actions against individuals and companies responsible for financial misconduct, seeking not only compensation, but also to improve practices for the wider community.
Tailored Case Development: Each claim is meticulously developed, with evidence gathered and arguments honed to present the strongest possible case.

How We Can Help

Fraudulent Misrepresentation and False Financial Statements

Represent investors harmed by false or misleading statements, fraudulent financial disclosures, or misrepresentations that lead to financial losses, pursuing accountability and restitution.

Failure to Disclose Material Information

Advocate for investors affected by companies failing to disclose material information, seeking recovery for losses caused by nondisclosure and promoting transparency in securities markets.

Market Manipulation and Insider Trading

Pursue claims against pump-and-dump schemes, insider trading, and price manipulation, advocating for remedies that promote market integrity and investor trust.

Ponzi Schemes and Financial Fraud

Take action against orchestrators of Ponzi schemes and fraudulent investment operations, seeking assets for defrauded investors and holding wrongdoers accountable.

Hedge Fund and Private Equity Fraud

Handle cases involving hedge fund and private equity misconduct, such as misappropriation of funds, valuation fraud, and undisclosed risky investments, to protect investor interests.

Cryptocurrency and Digital Asset Fraud

Represent investors harmed by fraudulent token offerings, unregistered securities sales, or algorithmic trading scams in digital markets, seeking accountability and investor compensation.

Breach of Fiduciary Duty and Corporate Mismanagement

Hold officers, directors, and fund managers accountable for conflicts of interest, mismanagement, and breaches of fiduciary duty that harm shareholders or other stakeholders.

Emerging Securities Trends (SPACs and ESG Claims)

Address fraud in Special Purpose Acquisition Companies (SPACs), valuation misrepresentation, and ESG “greenwashing” claims, promoting accountability in emerging markets.

Whistleblower Protections in Securities Fraud

Represent whistleblowers exposing securities violations under SEC and CFTC programs, pursuing protections and financial rewards for uncovering corporate misconduct.

Financial Advisor Misconduct and Arbitration

Advocate for investors harmed by unsuitable investment strategies, excessive fees, or fraudulent financial advisor practices, offering arbitration as a cost-effective alternative to litigation.

Class Actions for Excessive Mutual Fund Fees

Lead class actions against mutual funds for excessive or hidden fees, recovering investor losses and promoting transparency in fund management.

Bankruptcy, Insolvency, and Debt Restructuring Fraud

Litigate creditor claims involving fraudulent leveraged buyouts, improper debt restructuring, or misrepresented financial performance, promoting equitable outcomes in bankruptcy cases.

Bank Failures and AML Violations

Represent clients harmed by financial institutions’ failures to comply with anti-money laundering (AML) regulations, holding banks accountable for enabling illegal transactions or neglecting compliance.