Securities Litigation

We represent individuals harmed by corporate wrongdoing, using securities litigation and whistleblower suits to pursue justice.

$5B

In 2019, Facebook agreed to a $5 billion settlement with the FTC over privacy violations related to the Cambridge Analytica scandal.

$3B

In 2020, Wells Fargo paid a $3 billion settlement to the SEC and DOJ over its fraudulent sales practices, including the creation of millions of fake accounts.

$2.9B

In 2020, Goldman Sachs agreed to pay over $2.9 billion globally to settle charges related to the 1MDB bribery and money-laundering scandal.

$6B

In 2022, Allianz Global Investors agreed to pay over $6 billion in restitution for misrepresenting risks and abandoning strategies in its Structured Alpha funds.

In 2022, cryptocurrency exchange FTX collapsed, leading to over $8 billion in investor losses due to alleged securities fraud and other financial misconduct.

Notorious incidents like the Enron scandal, the Subprime Mortgage Crisis, and the FTX collapse highlight the devastating consequences of financial misconduct. These events, along with insider trading and market manipulation, inflict trillions of dollars in losses when adjusted for inflation, destroy jobs, bankrupt businesses, and erode the life savings of countless individuals and families.

We help investors and workers recoup losses and safeguard their interests against the devastating impacts of corporate fraud. Our firm aims to enhance shareholder value and corporate governance by addressing a spectrum of corporate misconduct, from options backdating and insider trading to environmental harm.

Overview

White-collar crime often evades detection due to its intricate concealment methods and cross-border complexities, evidenced by a mere 1% detection and prosecution rate.

In 2014, Bank of America reached a record $16.65 billion settlement with the U.S. DOJ to resolve federal and state civil claims, related to financial fraud and the sale of toxic mortgage-backed securities, contributing to the 2008 financial crisis.

Corporate Accountability

Our litigation practice fights tirelessly for investors who have been harmed by corporate wrongdoing. We hold corporations accountable for securities fraud, ponzi schemes, insider trading, market manipulation, and accounting fraud. Our pursuit of shareholder actions, coupled with our unwavering support for whistleblowers, allows us to expose misconduct. We remain focused on enforcing fiduciary duties, protecting investors, and securing justice for those who have been wronged.

White-collar crime is pervasive and often goes unreported and unprosecuted, with occupational fraud alone accounting for over $3.6 billion in global losses annually, according to ACFE estimates.

Shareholders' Rights

Securities Fraud: Initiate legal action for securities fraud, including insider trading and misrepresentation.
Derivative Lawsuits: Hold executives accountable for corporate wrongdoing when the company fails to act.
Class Actions: Unite to recover losses from corporate malpractices through collective legal action.
Whistleblower Protection: Support whistleblowers exposing unethical conduct and protect them from retaliation.
Investment Recovery: Seek recovery for losses due to embezzlement, accounting fraud, and other white-collar crimes.

We advocate for clients seeking to recover losses from fraudulent corporate practices.

Lawyers' Role

Examples of how we can help:

Strategic Legal Advocacy: We transform complex securities laws into clear, actionable paths for our clients, ensuring they understand their rights and the legal avenues available for redress.
Focused Plaintiff Representation: We represent plaintiffs against powerful corporations, concentrating on recovering financial losses and holding entities accountable for fraud and misrepresentation.
Direct Action for Accountability: We actively pursue legal actions against individuals and companies responsible for financial misconduct, seeking not only compensation, but also to improve practices for the wider community.
Tailored Case Development: Each claim is meticulously developed, with evidence gathered and arguments honed to present the strongest possible case.

How We Can Help

Address Fraudulent Misrepresentation

We investigate and litigate cases where companies have misled investors through false or misleading statements, promoting accountability and compensation for affected shareholders.

Combat Market Manipulation

We act against pump-and-dump schemes, insider trading, and other illegal practices that destabilize markets and harm investors.

False Financial Statements

We represent victims of fraud and misrepresentation in cases where companies have issued false financial statements, leading to investor losses.

Failure to Disclose Material Information

We take on cases where companies have failed to disclose material information to investors, Promoting transparency and accountability in securities markets.

Insider Trading

We pursue cases involving insider trading to promote accountability, fair trading practices, and recover losses.

Breach of Fiduciary Duty

We hold corporate officers and directors accountable for breaches of fiduciary duty, seeking remedies for investors harmed by conflicts of interest or negligence.

Stock Option Backdating

We litigate cases involving improper stock option backdating, aiming to recover losses for investors and enforce corporate governance standards.

Litigate Ponzi Schemes

We pursue legal action against orchestrators of Ponzi schemes to recover losses for defrauded investors and hold perpetrators accountable.

Hedge Fund & Private Equity Fraud

We handle cases involving significant fraud specific to hedge funds and private equity firms, such as misappropriation of funds, undisclosed risky investments, valuation fraud, hidden leveraged investments, and manipulation of performance metrics.

Combat Fraud in Emerging Markets

Combat fraud in emerging markets by challenging fraudulent Initial Coin Offerings (ICOs) and DeFi scams, as well as litigating algorithmic trading fraud on automated financial platforms.

Hold Banks Accountable for AML Failures

We can represent clients affected by financial institutions’ failure to prevent money laundering, as illustrated by TD Bank’s 2024 $1.8 billion settlement for Bank Secrecy Act violations, which facilitated large-scale criminal transactions across its financial network.

Bankruptcy and Insolvency

Advocate for creditors’ rights and equitable treatment in bankruptcy and insolvency matters by protecting client interests and challenging unfair debt restructuring and improper borrower practices.

Securities and Structured Finance

Advocate for clients in complex securities disputes by focusing on regulatory compliance and fair market practices while holding financial institutions accountable for breaches of duty to promote transparency and accountability in the securities markets.

Address Cryptocurrency and Digital Asset Fraud

We represent investors harmed by crypto-related fraud, including misleading token offerings, unregistered securities sales, and market manipulation schemes by exchanges and issuers. Our firm fights for accountability and investor compensation in cases where financial misconduct in digital markets leads to significant losses.